SL Hare Capital - Equity Capital Markets Transactions

Equity Capital Markets Transactions

Through its relationships with major bulge bracket firms and equity issuers, SL Hare Capital has served as an underwriter or selling group member in numerous initial public offerings (IPO’s) and secondary offerings.

The firm’s client base for equity offerings is an elite group of high net worth retail investors and family offices. The firm’s clients are long-term investors and the client roster is constantly reviewed for its commitment to this style of investing.

1,800,000 Crestwood Midstream Partners LP Equity Units May 2011	10,000,000 Thermon Group Holdings Common Stock May 2011	6,950,000 Hudson Pacific Properties Common Stock April 2011	7,500,000 shares Ellie Mae, Inc. Common Stock – Initial Public Offering April 2011
31,000,000 shares Cobalt International Energy Common Stock April 2011	4,000,000 shares Xenith Bankshares, Inc. Common Stock March 2011	5,000,000 shares Zhongpin, Inc. Common Stock March 2011	21,075,000 shares GMX Resources, Inc. Common Stock February 2011
4,000,000 shares Chatham Lodging Trust Common Stock February 2011	255,033,142 warrants Citigroup Warrants A Warrant Auction January 2011	210,084,034 warrants Citigroup Warrants B Warrant Auction January 2011	8,145,631 shares China Shengda Packaging Group Inc. Common Stock December 2010
37,000,000 shares Stillwater Mining Company Common Stock December 2010	11,500,000 shares Qlik Technologies, Inc. Common Stock December 2010	9,600,000 shares Syswin, Inc. American Depository Securities – IPO November 2010	3,500,000 shares JinkoSolar Holding Co., Ltd. Common Stock November 2010
50,000,000 units Sprott Physical Silver Trust Common Units October 2010	3,500,000 shares JinkoSolar Holding Co., Ltd. Common Stock November 2010	50,000,000 units Sprott Physical Silver Trust Common Units October 2010	16,000,000 shares Ariad Pharmaceuticals, Inc. Common Stock October 2010
10,600,000 shares Intervest Bancshares Corp. Common Stock October 2010	40,900,000 shares MGM Resorts International Common Stock October 2010	52,093,973 warrants Hartford Financial Services Group Warrant Auction September 2010	13,049,451 warrants Lincoln National Corp Warrant Auction September 2010
24,500,000 units Sprott Physical Gold Trust Common Units September 2010	4,000,000 shares Uroplasty, Inc. Common Stock July 2010	11,700,000 shares CBOE Holdings, Inc. Common Stock – Initial Public Offering June 2010	2,615,557 warrants Sterling Bancshares, Inc. Warrant Auction June 2010
24,840,000 units Sprott Physical Gold Trust Common Units May 2010	1,220,000 shares Evans Bancorp, Inc. Common Stock May 2010	16,885,192 warrants PNC Financial Services Group, Inc. Warrant Auction April 2010	11,235,956 Shares CF Industries Holdings, Inc. Common Stock April 2010
12,500,000 shares Scorpio Tankers Inc. Common Stock March 2010	33,600,000 shares Genpact Ltd Common Stock March 2010	5,500,000 shares Green Plains Renewable Energy, Inc. Common Stock March 2010	6,500,000 shares Fushi Copperweld Common Stock January 2010
38,993,956 shares Associated Banc-Corp Common Stock January 2010	5,396,825,397 shares Citigroup Inc. Common Stock December 2009	45,000,000 shares Conseco, Inc. Common Stock December 2009	4,600,000 shares Global Defense Technology & Systems, Inc. Common Stock November 2009
3,340,000 shares Compellent Technologies, Inc. Common Stock November 2009	37,400,000shares American Water Works Company, Inc. Common Stock November 2009	8,500,000 shares Delcath Systems, Inc. Common Stock November 2009	85,250,000 shares Verisk Analytics, Inc. Class A Common Stock October 2009
10,000,000 shares Apollo Commercial Real Estate, Inc. Common Stock September 2009	30,000,000 shares American Water Works Company, Inc. Common Stock August 2009	25,000,000 shares Petrohawk Energy Corp. Common Stock August 2009	12,650,000 shares East West Bancorp Common Stock July 2009
5,000,000 shares ImmunoGen Inc. Common Stock June 2009	10, 000,000 shares Mariner Energy Inc. Common Stock June 2009	20,000,000 shares Cal Dive International Inc. Common Stock June 2009	26,000,000 shares American Water Works Common Stock June 2009
10,000,000 shares Valero Energy Corporation Common Stock June 2009	1,000,000 shares American States Water Co. Common Stock May 2009	30,000,000 shares Anadarko Petroleum Corp. Common Stock May 2009	10,350,000 shares SunPower Corp. Common Stock April 2009
12,000,000 shares Jarden Corporation Common Stock April 2009	12,000,000 shares Plains Exploration & Production Company Common Stock April 2009	34,500,000 shares Mead Johnson Nutrition Company Common Stock Initial Public Offering-February 2009	25,000,000 shares Petrohawk Energy Corporation Common Stock August 2008
30,300,000 shares GT Solar International, Inc. Common Stock Initial Public Offering—July 2008	26,000,000 shares XTO Energy Inc. Common Stock July 2008	2,000,000 shares GMX Resources, Inc. Common Stock July 2008	25,000,000 shares Chesapeake Energy Corp Common Stock July 2008
4,714,975 shares Energy Conversion Devices, Inc. Common Stock June 2008	4,100,000 shares Bristow Group, Inc. Common Stock June 2008	10,000,000 units Boardwalk Pipeline Partners, LP Common Units June 2008	20,000,000 shares BGC Partners, Inc. Common Stock June 2008
13,000,000 shares Extra Space Storage, Inc. Common Stock May 2008	60,000,000 shares Annaly Capital Management Inc. Common Stock May 2008	4,750,000 units Penn Virginia Resource Partners, LP Common Units May 2008	156,250,000 shares Sovereign Bancorp, Inc. Common Stock May 2008
25,000,000 shares Petrohawk Energy Corporation Common Stock May 2008	178,076,770 shares Citigroup, Inc. Common Stock April 2008	2,800,000 shares Allied Capital Corporation Common Stock April 2008	38,000,000 shares Colonial Bancgroup, Inc. Common Stock April 2008
20,000,000 shares Chesapeake Energy Corp Common Stock March 2008	185,185,186 shares Ambac Financial Group, Inc. Common Stock March 2008