SL Hare Capital - Municipal Transactions

Municipal Debt Underwriting

SL Hare Capital has served numerous issuers in California and other states in negotiated municipal offerings. The firm has participated in transactions which include revenue bonds, general obligation bonds, Build America Bonds (BAB’s) and others. The firm has served municipal issuers as well as corporations issuing tax free debt via conduits.

The firm is currently a member of the California State Treasurer’s 2009-2011 Municipal Underwriting Pool.

SL Hare Capital has a strong high net worth retail customer base with an active interest in municipal bonds. In addition, the firm has a roster of institutional clients including asset managers of Nuclear Decommissioning Trusts (NDT’s) for major California Public Utility (CPUC) regulated companies.

$959,565,000 State of California Department of Water Resources Power Supply Revenue Bonds, Series 2011N Co-Manager – August 2011	$1,750,000,000 State of California Various Purpose General Obligation Bonds Selling Group – November 2010	$10,000,000 State of California Revenue Anticipation Notes Selling Group – November 2010	$149,285,000 Port of Seattle Passenger Facility Charge Revenue Refunding Bonds Selling Group – November 2010
$805,310,000 Regents of the University of California Medical Center Pooled Revenue Bonds Taxable (Build America Bonds) & Tax Exempt Bonds Co-Manager – November 2010	$1,763,215,000 State of California Department of Water Resources Power Supply Revenue Bonds, Series 2010M Co-Manager – October 2010	$35,000,000 California Pollution Control Financing Authority Water Facilities Revenue Bonds (American Water Capital Corp.) Co-Manager – August 2010	$394,580,000 Port of Seattle Intermediate Lien Revenue and Refunding Bonds Selling Group – July 2010
$144,400,000 Maricopa County, Arizona Pollution Control Corp. Pollution Control Revenue Refunding Bonds (Southern California Edison Co.) Co-Senior Manager – May 2010	$2,992,540,000 State of California Depart of Water Resources Power Supply Revenue Bonds Series 2010L Selling Group Member – May 2010	$85,495,000 Regents of the University of California General Revenue Bonds Co-Manager – April 2010	$3,400,000,000 State of California Various Purpose General Obligation Bonds Taxable – Build America Bonds Co-Manager – March 2010
$352,095,000 Trustees of the California State University System Systemwide Revenue Bonds 2010A Tax Exempt 2010B Build America Bonds Co-Manager – March 2010	$2,000,000,000 State of California Various Purpose General Obligation Bonds (Tax Exempt) Selling Group Member – March 2010	$743,310,000 State of California State Public Works Board -Various Capital Projects & Trustees of the California State University Co-Manager – November 2009	$1,499,955,000 State of California Various Purpose General Obligation Bonds and General Refunding Bonds Selling Group Member - November 2009
$3,435,615,000 State of California Economic Recovery Bonds Co-Manager – October 2009	$1,313,090,000 State of California Various Purpose General Obligation Bonds and General Refunding Bonds (Tax-Free) Selling Group Member – October 2009	$1,075,000,000 State of California Various Purpose General Obligation Bonds and General Refunding Bonds (Taxable) Selling Group Member – October 2009	$8,800,000,000 State of California Revenue Anticipation Notes Co-Manager – September 2009
$176,265,000 City of Chula Vista – Industrial Revenue Bonds (San Diego Gas & Electric Company) Co-Manager – June 2009	$6,543,020,000 State of California Various Purpose General Obligation Bonds Co-Manager – April 2009	$794,220,000 Regents of the University of California General Revenue Bonds, 2009 Series O, P, and Q Co-Manager – March 2009	$5,000,000,000 State of California Revenue Anticipation Notes Selling Group Member – October 2008
$5,000,000,000 State of California Revenue Anticipation Notes Selling Group Member – October 2008	$1,500,000,000 State of California General Obligation Bonds Co-Manager – June 2008	$1,750,000,000 State of California General Obligation Bonds Co-Manager – April 2008	$322,980,000 Regents of the Univ of California Medical Center Pooled Revenue Bond Co-Manager – April 2008
$375,160,000 Trustees of the California State University System Systemwide Revenue Bonds Co-Manager – March 2008	$1,750,000,000 State of California General Obligation Bonds Co-Manager – March 2008	$3,179,260,000 State of California Economic Recovery Bonds Co-Manager – February 2008	$248,860,000 The Regents of the University of California General Revenue Bonds Co-Manager – January 2008
$1,000,000,000 State of California Various Purpose General Obligation Bonds Co-Manager – November 2007	$415,355,000 The Regents of the University of California Limited Project Revenue Bonds 2007 Series D Co-Manager – October 2007	$7,000,000,000 State of California 2007-08 Revenue Anticipation Notes Co-Manager – October 2007