S.L. Hare Capital, Inc.
Privacy Policy
Effective 1/23/2008
Our Commitment to Privacy
S L Hare is committed to protecting the confidentiality of nonpublic personal
information of our clients. It is our goal to maintain procedures that ensure
the information we collect, will always be secure.
S L Hare Capital collects the
following information:
Name
Address
Telephone
Social Security Number
Assets
Employer
Employment status
Marital status
Any other personal information we deem relevant to provide a specific service
S L Hare Capital uses the
information for the following purposes:
To complete the account application process
To establish credit worthiness
To evaluate risk tolerance
To ensure accuracy in reporting and record keeping
S L Hare does not have affiliates and does not intend to share nonpublic
personal information with nonaffiliated third parties except to nonaffiliated
parties as authorized by law or to nonaffiliated third parties whom it has
contracted to perform services on its behalf, such as printing, mailing, fraud
prevention and processing services. S L Hare will enter into a contract with
each service provider and require the service provider to preserve the privacy
of the information. The contract will state that the information may only be
used for the specific services rendered
Internet data security polices restricts access of nonpublic information to
authorized employees.
S L Hare Capital’s clearing firm Pershing, maintains physical, electronic and
procedural safeguards that are designed to comply with standards to guard
nonpublic personal information. Employees who violate these polices are subject
to disciplinary action, up to and including termination.
Should you have any questions concerning these privacy policies, please call us
at (310) 479-1680.